-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q0i87hgFEwp3YJO/sTlYuVLg0Q9yjCfb2avLf08JawfWTjVlp4SlQotINM/EUMOz UYo9OccaV51+yMYDCqpNSg== 0000950172-02-002041.txt : 20020919 0000950172-02-002041.hdr.sgml : 20020919 20020919134302 ACCESSION NUMBER: 0000950172-02-002041 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020919 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GASCO ENERGY INC CENTRAL INDEX KEY: 0001086319 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 980204105 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57283 FILM NUMBER: 02767614 BUSINESS ADDRESS: STREET 1: 14 INVERNESS DRIVE EAST BLDG H STREET 2: BLDG H SUITE 236 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3037130047 MAIL ADDRESS: STREET 1: 14 INVERNESS DRIVE EAST BLDG H STREET 2: BLDG H SUITE 236 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: LEK INTERNATIONAL INC DATE OF NAME CHANGE: 19990511 FORMER COMPANY: FORMER CONFORMED NAME: SAN JOAQUIN RESOURCES INC DATE OF NAME CHANGE: 20000516 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCKENZIE RICHARD C JR CENTRAL INDEX KEY: 0001004823 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: NONE STREET 2: NONE CITY: NONE STATE: CA ZIP: NONE BUSINESS PHONE: NONE MAIL ADDRESS: STREET 1: 16850 PARK ROW CITY: HOUSTON STATE: TX ZIP: 77084 SC 13D/A 1 s382863.txt SC 13D - AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- SCHEDULE 13D Amendment No. 1 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Gasco Energy, Inc. ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, par value $0.01 per share ------------------------------------------------------------------------------ (Title of Class of Securities) 367220100 ------------------------------------------------------------------------------ (CUSIP Number) Kathryn H. Smith, 114 John St. Greenwich, CT 06831 (203) 861-7525 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 10, 2002 ------------------------------------------------------------------------------ (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 5 Pages) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 367220100 13D _______________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Richard C. McKenzie, Jr. _______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x] (b) [ ] _______________________________________________________________________________ 3 SEC USE ONLY _______________________________________________________________________________ 4 SOURCE OF FUNDS* PF _______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] _______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States _______________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 3,271,900 SHARES _______________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 390,500 EACH _______________________________________________________ REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 3,271,900 _______________________________________________________ 10 SHARED DISPOSITIVE POWER 390,500 _______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,687,400 _______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] _______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.8% _______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN _______________________________________________________________________________ CUSIP No. 367220100 13D _______________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Margaret Byrne McKenzie _______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x] (b) [ ] _______________________________________________________________________________ 3 SEC USE ONLY _______________________________________________________________________________ 4 SOURCE OF FUNDS* PF _______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] _______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States _______________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 15,000 SHARES _______________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 390,500 EACH _______________________________________________________ REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 15,000 _______________________________________________________ 10 SHARED DISPOSITIVE POWER 390,500 _______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,687,400 _______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] _______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.8% _______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN _______________________________________________________________________________ CUSIP No. 367220100 13D _______________________________________________________________________________ 1 NAME OF REPORTING PERSONS: Seven Bridges Foundation, Inc. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 06-1498953 _______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x ] (b) [ ] _______________________________________________________________________________ 3 SEC USE ONLY _______________________________________________________________________________ 4 SOURCE OF FUNDS* WC _______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] _______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Connecticut _______________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 10,000 SHARES _______________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH _______________________________________________________ REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 10,000 _______________________________________________________ 10 SHARED DISPOSITIVE POWER 0 _______________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,687,400 _______________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] _______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.8% _______________________________________________________________________________ 14 TYPE OF REPORTING PERSON* CO _______________________________________________________________________________ This Amendment No. 1 amends and supplements the Schedule 13D filed on August 28, 2002 with respect to the shares of common stock, par value $1.00 per share (the "Common Stock"), of Gasco Energy, Inc. a Nevada corporation (the "Company"). The item numbers and responses thereto below are in accordance with the requirements of Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration. The first sentence of Item 3 of the Schedule 13D is hereby amended and restated as follows: "The shares of Common Stock set forth in this Schedule 13D were purchased for an aggregate price of $5,027,967." Item 5. Interest in Securities of the Issuer. (a) The first two sentences of Item 5a are hereby amended and restated in their entirety as follows: "The share ownership set forth in this Item 5 is as of September 12, 2002. As of such date, Mr. McKenzie held 3,271,900 shares of Common Stock, comprised of 1,976,800 shares held by him personally and 1,295,100 shares held in his retirement accounts, through two custodians." (b) The first sentence of Item 5a is hereby amended and restated in its entirety as follows: "Mr. McKenzie has the sole power to vote and dispose of 3,271,900 shares of Common Stock, comprised of the shares held by him personally and in his individual retirement accounts." SIGNATURE After reasonable inquiry and to the best of his or her knowledge and belief, each of the persons below certifies that the information set forth in this statement is true, complete and correct. Dated: September 17, 2002 Richard C. McKenzie, Jr. /s/ Richard C. McKenzie - ---------------------------------- Margaret Byrne McKenzie /s/ Margaret Byrne McKenzie - ---------------------------------- SEVEN BRIDGES FOUNDATION, INC. By: /s/ Kathy Smith - ---------------------------------- Name: Kathy Smith Title: Executive Director Exhibit 1 Schedule of Purchases and Sales of Common Stock The following table amends and supplements Exhibit 1 to the Schedule 13D. All purchases occurred on the open market, and there were no sales of Common Stock by the reporting persons since August 28, 2002. Richard C. McKenzie, Jr. Date Number of Shares Purchased Price 8/27/02 30,000 $1.20 8/28/02 15,500 $1.20 9/5/02 100,000 $1.10 9/6/02 30,000 $1.10 9/9/02 100,000 $1.01 9/10/02 119,000 $1.00 9/11/02 190,000 $1.02 9/12/02 200,000 $0.98 -----END PRIVACY-ENHANCED MESSAGE-----